The rules and requirements for how to become a financial advisor can be murky, but that shouldn’t deter you from pursuing ...

UBS is introducing three new training programs for advisors, even as its CEO expressed doubts that the firm's U.S. wealth management business could approach the profitability of its rivals. Processing ...

Becoming a financial advisor is drawing rising interest, but the route in has quietly closed for many people who attempt it. The exams are passable, but the obstacle is one step earlier: the Series 7 ...

UBS might want to hang up a “We’re Hiring” sign. The wealth management company is accelerating efforts to recruit hundreds of financial advisor trainees for its revamped training program and to vastly ...